SRB Capital Management Inc is a highly experienced futures broker and consulting group providing investment and management solutions for institutional clients, asset managers, hedgers, professional and individual traders. We are registered with the NFA as an Independent Introducing Broker.
Our research, sales and investment experience in the alternative investment industry dates back over 35 years. We align ourselves with other top industry professionals, building and maintaining strategic relationships within the alternative investment field. Through our affiliations, we offer asset managers, traders, investors and CTA’s a choice of services that best fit their needs, including:
DMA Access & Global
SRB Capital Management includes a dedicated team of professionals with over 125 years of combined experience.
Mr. Baldwin has been active in the futures and securities industry since 1981. After a successful 20-year career as a member of the Chicago Board of Trade, Scott continues to focus his efforts on futures and private investments. He has been instrumental in the creation, coordination and distribution of proprietary and client driven commodity investment solutions, as well as the cultivation and oversight of partner offices and branch office relationships. He operates as principal and president of SRB Capital Management, an Independent Introducing Broker and Commodity Trading Advisor, committed to providing institutions and professional investors with quality managed futures investments and clearing arrangements. Along with NFA registrations, Mr. Baldwin maintains Series 7 and 63 licenses.
Director of Sales & Business Development
Mr. Lewis has worked full time in the futures industry since August of 1987. He has spent the majority of his career in the financial futures area where he worked in multiple capacities in brokerage operations and proprietary trading including Tudor Investment Corporation and MF Global Inc. As a Director of Sales and Business Development, his focus is clearing, execution, portfolio construction and Commodity Trading Advisor specialty services.
Herb Kral has combined more than 20 successful years in executive level positions at commodity brokerage firms including Refco, Lind Waldock, MF Global and Managed Account Research Inc. His current focus is consulting with institutional and high net worth clients, combining a strategic mindset with a practical approach to develop effective investment solutions for his clients. Herb’s expertise extends across several facets of the futures industry with extensive involvement in automated trading, brokerage & trading operations and managed futures investing. Herb’s broad knowledge and in-depth exposure to the futures business allows him to continue to research new products and enhance existing offerings as part of the SRB Capital team.
Naples, FL Branch Manager
For over 30 years, Tom Reavis was a full member of the Chicago Mercantile Exchange. During that time he worked as an independent trader and market maker. In 1984 Tom began managing money for investors while studying and evaluating trading software. Tom was one of the early adaptors of systems trading which he made available to both individual and institutional investors. After many years of system development work, Tom founded Worldwide Futures Systems, commodity futures brokerage specializing in systems trading. Through WWFS Tom sought to provide clients access to his decades of experience in trading commodities, while he was also able to offer access to cutting-edge algorithmic trading software. He currently operates Worldwide Capital Strategies, a registered Commodity Trading Advisor which employs system programs he developed. In January 2016, Tom joined SRB Capital Management as an AP and Branch Manager in the Naples, FL office.
William F. Hague
William F. Hague has an extensive asset management background including Estate and Retirement Planning as well as Professional Portfolio Management. Since he began his career with Shearson Lehman Brothers in 1993, which later became Smith Barney, Bill has been providing sound financial advice to clients across the country. While with Smith Barney, Bill achieved the designation of Presidents Council, a rare accomplishment by industry standards. He also completed his designation in Guided Portfolio Management and earned a Retirement Consultation designation. His portfolio management clients have ranged from large governmental agencies to private portfolio management for high-net worth individuals. Additionally, he has managed assets for various fiduciary accounts including non-profit organizations as well as condominium and homeowners’ associations. After a highly successful career as a Senior Investment Officer for both SouthTrust Bank and eventually AmSouth Bank, each with deposits of over $20 billion, he founded Hague Wealth Management, specializing in Wealth Preservation and Asset Protection. Bill is registered with the National Futures Association and holds a Series 3 license. He is an Associated Person of the SRB Capital Management branch office in Naples, Florida.